附件:internet securities trading agreement(supplementary to the cash/margin client”s agreement)i/we am/are the client holding the securities account(s) with you numbered _________ (the “account”) and refer to my/our cash/margin client”s agreements in respect of the account dated _________. i/we agree that the account may be to open one or more securities trading account(s) (the “account”) to be operated through internet trade service,in my/our name or on my/our behalf for the purpose of and in connection with the sale and purchase of securities,and i/we agree that the account shall be operated in accordance with and subject to the following terms and conditions in addition to the securities client”s agreement:-
1.definition and construction
1.1 in this agreement,the following terms shall bear the following meanings:
” access codes” means together the password and the user name;
” account” means my internet securities trading account with you operated through the internet trade service;
”internet trade service” means the on-line securities trading service provided by _________ under this agreement comprising the electronic trading ervice,any information contained in _________ web site and the software comprised in them;
”electronic trading service” means the facility which enables me/us to give electronic instructions and to access the information services provided by the internet trade;
”instruction” means any instruction for the buying or selling of or otherwise dealing in any securities;
”internet trading policy” means the policy relating to the operation of the internet trade service as amended from time to time;
”password” means my/our personal password used in conjunction with the user name to gain access to the service;
”client”s agreement” means _________ cash client”s agreement or margin client”s agreement;
”_________” means _________ securities limited;
”user name” means the client”s personal identification used in conjunction with the password to gain access to the electronic trading service and other services offered by phoenix capital.
1.2 words denoting the singular shall include the plural and vice versa, reference to one gender shall include all genders and words denoting person shall include a firm or sole proprietorship,partnership,syndicate and corporation and vice versa.
2.internet trade service
2.1 i/we understand that the electronic trading service is semi-automated facility which enables me/us to send electronic instructions and receive information services.
2.2 i/we agree to use the electronic trading service and any additional services offered through the internet trade service only in accordance with the terms of this agreement in addition to the client”s agreement.
2.3 i/we shall be the only authorized user of the electronic trading service under the account.i/we understand and acknowledge that the internet trade service relies on the access codes to authenticate me/us as the authorized user for the account.i/we shall be responsible for the confidentiality and use of the access codes. i/we acknowledge and agree that i/we shall be solely responsible for all instructions entered through the electronic trading service using the access code and neither you nor your directors,officers or employees shall have any liability to me/us,or to any other person whose claim may arise through me/us,for any claims with respect to the handling, mishandling or loss of any instruction.
2.4 i/we acknowledge that the internet trade service is proprietary to you. i/we warrant and undertake that i/we shall not, and shall not attempt to, tamper with, modify, decompile, reverse engineer or otherwise alter in any way, and shall not attempt to gain unauthorized access to, any part of the internet trade service. i/we acknowledge that you may take legal action against me/us, if i/we at any time breach this warranty and undertaking or if you at any time reasonably suspect that i/we have breached the same. i/we undertake to notify you immediately if i/we becom